0001144204-13-065762.txt : 20131205 0001144204-13-065762.hdr.sgml : 20131205 20131205133556 ACCESSION NUMBER: 0001144204-13-065762 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20131205 DATE AS OF CHANGE: 20131205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND CENTRAL INDEX KEY: 0001090120 IRS NUMBER: 367333824 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-84619 FILM NUMBER: 131259491 BUSINESS ADDRESS: STREET 1: JOHN NUVEEN & CO INC STREET 2: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177794 MAIL ADDRESS: STREET 1: JOHN NUVEEN & CO INC STREET 2: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FELS GERALD CENTRAL INDEX KEY: 0001237539 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 271 THOMPSON RD CITY: WEBSTER STATE: MA ZIP: 01570 SC 13G 1 v362318_sc13g.htm SC 13G

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

 

SCHEDULE 13G*

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO §240.13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED

PURSUANT TO §240.13d-2

  

Nuveen Massachusetts Dividend Advantage Municipal Fund

 

(Name of Issuer)

 

Common Shares, $0.01 par value per share

 

(Title of Class of Securities)

 

67069P309

 

(CUSIP Number)

  

November 25, 2013

 

(Date of Event Which Requires Filing of This Statement)

  

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

CUSIP No. 67069P309 SCHEDULE 13G Page 2 of 5

  

 

(1) Names of reporting persons

Gerald Fels

 

(2) Check the appropriate box if a member of a group (see instructions)

(a)
(b)

(3) SEC use only

(4) Citizenship or place of organization

USA

 

 

 

Number of shares beneficially owned by each reporting person with:

(5) Sole voting power:

135,506

(6) Shared voting power:

0

(7) Sole dispositive power:

135,506

(8) Shared dispositive power:

0

(9) Aggregate amount beneficially owned by each reporting person:

135,506

(10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

(11) Percent of class represented by amount in Row 9:

6.9%

(12) Type of reporting person (see instructions):

IN

 

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CUSIP No. 67069P309 SCHEDULE 13G Page 3 of 5

 

Item 1.

 

(a) Name of Issuer: Nuveen Massachusetts Dividend Advantage Municipal Fund

 

(b) Address of Issuer’s Principal Executive Offices: 333 West Wacker Drive, Chicago, Illinois 60606

 

Item 2.

 

(a) Name of Person Filing: Gerald Fels

 

(b) Address or Principal Business Office or, if none, Residence: 271 Thompson Road, Webster, Massachusetts 05170

 

(c) Citizenship: United States

 

(d) Title of Class of Securities: Common Shares, $0.01 par value per share

 

(e) CUSIP No.: 67069P309

 

Item 3.

 

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

  (a) ¨ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
  (b) ¨ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e) ¨ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
  (f) ¨ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
  (g) ¨ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
  (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
  (k) ¨ Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

 

Item 4. Ownership.

 

(a) Amount Beneficially Owned: 135,506 shares

 

(b) Percent of Class: 6.9%1

 

(c) Number of shares as to which such person has:

(i) Sole power to vote or direct the vote: 135,506 shares

(ii) Shared power to direct the vote: N/A

(iii) Sole power to dispose or to direct the disposition of: 135,506 shares

(iv) Shared power to dispose or to direct the disposition of: N/A

 


1 Based on 1,965,856 common shares outstanding as of May 31, 2013.

 

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CUSIP No. 67069P309 SCHEDULE 13G Page 4 of 5

 

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].

 

Item 6. Ownership of More than 5 Percent on Behalf of Another Person.

 

N/A

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

N/A

 

Item 8. Identification and Classification of Members of the Group

 

N/A

 

Item 9. Notice of Dissolution of Group

 

N/A

 

Item 10. Certifications

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

 

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CUSIP No. 67069P309 SCHEDULE 13G Page 5 of 5

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: December 5, 2013

 

  /s/ Gerald Fels  
  Gerald Fels  

 

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